About
Learn more approximately Patricia Klusmeyer, a lawyer in Atlanta, Georgia, who focuses on providing felony recommendation and compliance support to registered investment adviser customers. Mrs. Patricia Klusmeyer is a devoted lawyer based totally in Atlanta, Georgia, who specializes in imparting criminal recommendation and compliance help to registered funding adviser customers. She has been part of Parker MacIntyre given that 2016, where she has excelled in supplying compliance steerage to investment adviser and broker-provider customers. Her expertise consists of assisting with various regulatory filings, drafting compliance policies and tactics, drafting agreements, supporting prepare responses to SEC and state examinations, and representing clients in FINRA arbitration. Mrs. Klusmeyer remains updated with current traits in securities policies, the Financial Industry Regulatory Authority, and rules from federal and kingdom regulators, along with the Securities and Exchange Commission and the Department of Labor. She has helped severa customers put in force tactics to conform with these developments and regularly attends conferences to live present day with industry policies. In reality, she attended the 2018 National Society of Compliance Professionals (NSCP) National Conference in Atlanta. In addition to attending conferences, Mrs. Klusmeyer also presents at seminars hosted via Parker MacIntyre for registered investment advisers and adviser representatives. Some of the past subjects she has covered encompass RIA marketing on social media, custody attributable to status letters of authorization, and the now vacated Department of Labor fiduciary rule. Mrs. Klusmeyer is licensed to practice law inside the state of Georgia and is admitted to exercise in all Georgia Courts. She currently is living in Alpharetta along with her husband Alex and their pet cat Romy. In her loose time, she enjoys gardening, trekking, and attempting out new recipes.
Legal Issues
- Securities Law
- Stockbroker & Investment Fraud
Certificates
No Certifications
Languages
- English
Accepted Jurisdictions
Experience
- Lawyer
Parker MacIntyre
2016 - Law Clerk
The Jarman Firm, P.C.
2015 - Graduate Research Assistant, Student Intern
Georgia State University
2014 - Law Clerk
Hartman & Citrin LLC
2014 - Summer Law Clerk, File Clerk
Drew Eckl & Farnham Company Name
2012
Education
Graduation year:
Graduation year:
Associations
Current
Costs
-
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