About
Laura Anthony is an honors graduate from Florida State University College of Law with over 25 years of experience inside the felony field. Prior to founding Legal & Compliance, LLC, she served as Chief Legal Counsel for a countrywide investment banking company and NASDAQ dealer provider. Laura Anthony, a lawyer primarily based in West Palm Beach, Florida, is a surprisingly skilled expert with a strong history in securities regulation. She graduated with honors from Florida State University College of Law in 1993 and has been practicing regulation ever due to the fact that. With over 25 years of revel in, Ms. Anthony has a deep knowledge of the legal and compliance components of the financial industry. Before organising her personal firm, Legal & Compliance, LLC, Laura Anthony held the position of Chief Legal Counsel for a national funding banking firm and NASDAQ broker dealer. In this position, she oversaw a group of over two hundred personnel and managed all prison and compliance matters for the firm. Her responsibilities protected making sure compliance with FINRA and SEC rules, dealing with FINRA arbitrations, and overseeing public and private transactions. Ms. Anthonys know-how in securities regulation and her great enjoy inside the economic industry make her a treasured asset to her clients. She is devoted to providing top-notch criminal services and ensuring that her clients get hold of the excellent viable representation. With a strong attention on compliance and regulatory topics, Laura Anthony is committed to helping her customers navigate the complex criminal panorama of the economic industry. In conclusion, Laura Anthony is a skilled legal professional with a tested music report of achievement inside the criminal discipline. Her history in securities law and her experience inside the financial enterprise set her aside as a knowledgeable and reliable prison professional.
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Graduation year: 1990
Graduation year: 1987
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