About

Laura Anthony is an honors graduate from Florida State University College of Law with over 25 years of experience in the legal field. Prior to founding Legal & Compliance, LLC, she served as Chief Legal Counsel for a national investment banking firm and NASDAQ broker dealer. Laura Anthony, a lawyer based in West Palm Beach, Florida, is a highly experienced professional with a strong background in securities law. She graduated with honors from Florida State University College of Law in 1993 and has been practicing law ever since. With over 25 years of experience, Ms. Anthony has a deep understanding of the legal and compliance aspects of the financial industry. Before establishing her own firm, Legal & Compliance, LLC, Laura Anthony held the position of Chief Legal Counsel for a national investment banking firm and NASDAQ broker dealer. In this role, she oversaw a team of over 200 employees and managed all legal and compliance matters for the firm. Her responsibilities included ensuring compliance with FINRA and SEC regulations, handling FINRA arbitrations, and overseeing public and private transactions. Ms. Anthony\s expertise in securities law and her extensive experience in the financial industry make her a valuable asset to her clients. She is dedicated to providing top-notch legal services and ensuring that her clients receive the best possible representation. With a strong focus on compliance and regulatory matters, Laura Anthony is committed to helping her clients navigate the complex legal landscape of the financial industry. In conclusion, Laura Anthony is a skilled lawyer with a proven track record of success in the legal field. Her background in securities law and her experience in the financial industry set her apart as a knowledgeable and reliable legal professional.

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