About
Barbara Mallon is a Securities Regulation attorney with nearly ten years of enjoy at the SEC, focusing on funding adviser and broker-supplier compliance. Barbara Mallon is a tremendously experienced Securities Regulation legal professional based in Chicago, Illinois. With almost a decade of revel in working on the Securities and Exchange Commission (SEC), Barbara has a deep knowledge of investment adviser and dealer-provider compliance. Her practice is dedicated to counseling clients on securities-associated problems, engaging in mock SEC audits, education registered employees on numerous SEC law topics, responding to SEC and FINRA deficiency letters, investigations, prison movements, and dealing with country securities regulation topics. As a former SEC attorney, Barbara Mallon brings a unique angle to her exercise, offering her clients with valuable insights and strategic recommendation to navigate the complex international of securities law. She is known for her meticulous attention to element, thorough expertise of regulatory necessities, and her potential to efficiently constitute customers in regulatory topics. Barbara Mallon is committed to helping her clients gain compliance with securities laws and policies, at the same time as also protective their hobbies and making sure their endured fulfillment within the economic industry. With her widespread revel in and information in securities regulation, Barbara Mallon is a depended on advisor for customers searching for steerage on compliance topics and regulatory issues. In conclusion, Barbara Mallon is a devoted Securities Regulation attorney with a wealth of enjoy and know-how within the discipline. Her exercise is targeted around providing pinnacle-notch criminal offerings to customers in need of steering on securities compliance matters. If you're in need of a skilled and experienced attorney to assist you with securities regulation problems, Barbara Mallon is the attorney to name.
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